Filing Details

Accession Number:
0001209191-13-053822
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 17:28:30
Reporting Period:
2013-11-20
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 17:28:30
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1440024 Roadrunner Transportation Systems Inc. RRTS Arrangement Of Transportation Of Freight & Cargo (4731) 202454942
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1446507 L. Scott Dobak 4900 S. Pennsylvania Avenue
Cudahy WI 53110
President- Less-Than-Truckload No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-20 15,808 $6.70 40,355 No 4 M Direct
Common Stock Disposition 2013-11-20 15,808 $25.48 24,547 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-20 15,808 $0.00 15,808 $6.70
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
15,810 2017-01-29 No 4 M Direct
Footnotes
  1. The shares were sold pursuant to a 10b5-1 sales plan.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.34 to $25.61, inclusive. The reporting person undertakes to provide to Roadrunner Transportation Systems, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  3. 25% of the options vested on February 1, 2008, and 6.25% vested at the end of each subsequent three-month period.