Filing Details
- Accession Number:
- 0001156375-13-000147
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 17:01:52
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 17:01:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156375 | Cme Group Inc. | CME | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 364459170 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1212809 | A Terrence Duffy | 20 S. Wacker Drive Chicago IL 60606 | Executive Chairman & President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Class A | Acquisiton | 2013-11-21 | 5,340 | $54.37 | 104,393 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-11-21 | 5,340 | $83.18 | 99,053 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-11-21 | 9,240 | $54.30 | 108,293 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-11-21 | 9,240 | $83.18 | 99,053 | No | 4 | S | Direct | |
| Common Stock Class A | Acquisiton | 2013-11-21 | 7,945 | $56.87 | 106,998 | No | 4 | M | Direct | |
| Common Stock Class A | Disposition | 2013-11-21 | 7,945 | $83.18 | 99,053 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-21 | 9,240 | $0.00 | 9,240 | $54.30 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-21 | 5,340 | $0.00 | 5,340 | $54.37 |
| Common Stock Class A | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-21 | 7,945 | $0.00 | 7,945 | $56.87 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,240 | 2013-09-15 | 2020-09-15 | No | 4 | M | Direct |
| 10,680 | 2013-09-15 | 2021-09-15 | No | 4 | M | Direct |
| 0 | 2013-09-15 | 2019-09-15 | No | 4 | M | Direct |
Footnotes
- On November 21, 2013, Mr. Duffy sold a total of 22,525 shares of CME Group Class A common stock at an average price of $83.18 per share, including the exercise of options. The price ranges were $83.15 through $83.28. The Company maintains a record of the transactions and copies will be provided upon request.
- These options were granted on September 15, 2010. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances.
- These options were granted on September 15, 2011. They vest over a four-year period, with 25% vesting one year after the grant date and 25% vesting on that same date in each of the following three years, subject to acceleration or termination in certain circumstances
- As of September 15, 2013, this option vested with respect to 100% of the option.
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