Filing Details
- Accession Number:
- 0001206774-13-004171
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 16:45:23
- Reporting Period:
- 2013-11-22
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 16:45:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 793524 | Research Frontiers Inc | REFR | Patent Owners & Lessors (6794) | 112103466 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1421382 | Michael Steven Slovak | 240 Crossways Park Drive Woodbury, NY 11797 | Vice President-Technology | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-22 | 15,000 | $3.69 | 60,800 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 15,000 | $7.07 | 45,800 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2013-11-22 | 15,000 | $0.00 | 15,000 | $3.69 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 93,400 | 2010-01-01 | 2019-12-31 | No | 4 | M | Direct |
Billionaire Hedge Funds
