Filing Details
- Accession Number:
- 0001209191-13-053795
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 16:39:30
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 16:39:30
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1101396 | Delta Apparel Inc | DLA | Wholesale-Apparel, Piece Goods & Notions (5130) | 582508794 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1249450 | W Robert Humphreys | 322 S. Main St. Greenville SC 29601 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-20 | 20,000 | $11.28 | 461,045 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-20 | 20,000 | $17.19 | 441,045 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-21 | 2,314 | $17.50 | 438,731 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-20 | 20,000 | $0.00 | 20,000 | $11.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 42,500 | 2014-07-05 | No | 4 | M | Direct |
Footnotes
- The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $17.00 to $17.44, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer and any security holder of the issuer full information regarding the number of shares and price at which the transactions were effected.
- The price reported in column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $17.50 to $17.52, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer and any security holder of the issuer full information regarding the number of shares and price at which the transactions were effected.
- This option vested and became exercisable on July 5, 2005. The option expires on July 5, 2014.
Billionaire Hedge Funds
