Filing Details
- Accession Number:
- 0001091667-13-000182
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 16:39:21
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 16:39:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1091667 | Charter Communications Inc. | CHTR | Cable & Other Pay Television Services (4841) | 431857213 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1518253 | M James Heneghan | C/O Charter Communications, Inc. 400 Atlantic Street, 10Th Floor Stamford CT 06901 | President, Charter Media | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-21 | 2,500 | $35.38 | 18,450 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-11-21 | 7,000 | $55.12 | 25,450 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-11-21 | 2,500 | $127.86 | 22,950 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-21 | 7,000 | $127.71 | 15,950 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Stock Options | Disposition | 2013-11-21 | 2,500 | $0.00 | 2,500 | $35.38 |
Class A Common Stock | Time Vesting Stock Options | Disposition | 2013-11-21 | 7,000 | $0.00 | 7,000 | $55.12 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
22,600 | 2011-07-27 | 2020-07-27 | No | 4 | M | Direct |
32,000 | 2012-04-26 | 2021-04-26 | No | 4 | M | Direct |
Footnotes
- Exercise of a portion of vested stock options granted on 7/27/2010 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
- Exercise of a portion of vested stock options granted on 4/26/2011 under the Charter Communications, Inc. 2009 Stock Incentive Plan.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.85 to $127.857, inclusive. The reporting person undertakes to provide Charter Communications, Inc, any security holder of Charter Communications, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.57 to $127.90, inclusive. The reporting person undertakes to provide Charter Communications, Inc, any security holder of Charter Communications, Inc. or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.