Filing Details
- Accession Number:
- 0001179110-13-016922
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 16:38:35
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 16:38:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 2491 | Bally Technologies Inc. | BYI | Services-Prepackaged Software (7372) | 880104066 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1201647 | M Richard Haddrill | 6601 S. Bermuda Road Las Vegas NV 89119 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Acquisiton | 2013-11-20 | 10,000 | $41.60 | 311,817 | No | 4 | M | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2013-11-20 | 10,000 | $70.12 | 301,817 | No | 4 | S | Direct | |
| Common Stock, Par Value $.10 Per Share | Disposition | 2013-11-20 | 10,000 | $70.12 | 291,817 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.10 Per Share | Employee Stock Option (Right to Buy) | Disposition | 2013-11-20 | 10,000 | $0.00 | 10,000 | $41.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,000 | 2015-02-22 | No | 4 | M | Direct |
Footnotes
- The sales were pursuant to a Rule 10b5-1 Trading Agreement.
- The transaction was executed in multiple trades at prices from $69.58 to $70.51. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The transaction was executed in multiple trades at prices from $69.57 to $70.50. The price above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The options vested as follows: (i) 16,667 on June 30, 2009; (ii) 16,667 on December 31, 2009; and, (iii) 16,666 on June 30, 2010.
- Granted as compensation for services.
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