Filing Details
- Accession Number:
- 0001122304-13-000144
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 16:31:09
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 16:31:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122304 | Aetna Inc | AET | Hospital & Medical Service Plans (6324) | 232229683 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1449991 | Lonny Reisman | Aetna Inc. 151 Farmington Avenue Hartford CT 06156 | Svp, Chief Medical Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-20 | 72,000 | $39.05 | 141,320 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-20 | 72,000 | $65.80 | 69,320 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 21,314 | $39.93 | 90,634 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-20 | 16,015 | $65.94 | 74,619 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 5,450 | $32.11 | 80,069 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-20 | 4,096 | $65.94 | 75,973 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 21,480 | $42.57 | 97,453 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-20 | 17,604 | $65.94 | 79,849 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 27,614 | $50.70 | 107,463 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-20 | 24,524 | $65.94 | 82,939 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 42,794 | $21.81 | 125,733 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-20 | 28,924 | $65.94 | 96,809 | No | 4 | F | Direct | |
Common Stock | Disposition | 2013-11-21 | 27,489 | $67.09 | 69,320 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-20 | 21,314 | $39.93 | 21,314 | $39.93 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-20 | 5,450 | $32.11 | 5,450 | $32.11 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-20 | 21,480 | $42.57 | 21,480 | $42.57 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-20 | 27,614 | $50.70 | 27,614 | $50.70 |
Common Stock | Stock Appreciation Rights | Disposition | 2013-11-20 | 42,794 | $21.81 | 42,794 | $21.81 |
Common Stock | Employee Stock Options | Disposition | 2013-11-20 | 72,000 | $39.05 | 72,000 | $39.05 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-06-30 | 2016-06-29 | No | 4 | M | Direct |
0 | 2010-02-13 | 2019-02-12 | No | 4 | M | Direct |
0 | 2008-02-09 | 2017-02-08 | No | 4 | M | Direct |
0 | 2009-02-08 | 2018-02-07 | No | 4 | M | Direct |
0 | 2009-11-12 | 2018-11-11 | No | 4 | M | Direct |
0 | 2007-12-31 | 2015-05-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 9,142 | Indirect | 2010 GRAT |
Footnotes
- Stock Appreciation Rights are net settled; amounts represent withholding of shares by the Company to pay exercise price and taxes.
- Average Sale Price.
- On February 2, 2012, 19,298 shares from 2010 Grantor Retained Annuity Trust ("GRAT") were voluntarily transferred to joint account with spouse.
- Shares held in GRAT of which Dr. Reisman is the sole trustee.
- Stock Appreciation Rights granted under the Aetna Inc. 2000 Stock Incentive Plan (the "Plan")
- Stock Options granted under the Plan, which vest in two installments beginning 12/31/2007.