Filing Details

Accession Number:
0001122304-13-000144
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 16:31:09
Reporting Period:
2013-11-20
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 16:31:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122304 Aetna Inc AET Hospital & Medical Service Plans (6324) 232229683
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1449991 Lonny Reisman Aetna Inc.
151 Farmington Avenue
Hartford CT 06156
Svp, Chief Medical Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-20 72,000 $39.05 141,320 No 4 M Direct
Common Stock Disposition 2013-11-20 72,000 $65.80 69,320 No 4 S Direct
Common Stock Acquisiton 2013-11-20 21,314 $39.93 90,634 No 4 M Direct
Common Stock Disposition 2013-11-20 16,015 $65.94 74,619 No 4 F Direct
Common Stock Acquisiton 2013-11-20 5,450 $32.11 80,069 No 4 M Direct
Common Stock Disposition 2013-11-20 4,096 $65.94 75,973 No 4 F Direct
Common Stock Acquisiton 2013-11-20 21,480 $42.57 97,453 No 4 M Direct
Common Stock Disposition 2013-11-20 17,604 $65.94 79,849 No 4 F Direct
Common Stock Acquisiton 2013-11-20 27,614 $50.70 107,463 No 4 M Direct
Common Stock Disposition 2013-11-20 24,524 $65.94 82,939 No 4 F Direct
Common Stock Acquisiton 2013-11-20 42,794 $21.81 125,733 No 4 M Direct
Common Stock Disposition 2013-11-20 28,924 $65.94 96,809 No 4 F Direct
Common Stock Disposition 2013-11-21 27,489 $67.09 69,320 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Rights Disposition 2013-11-20 21,314 $39.93 21,314 $39.93
Common Stock Stock Appreciation Rights Disposition 2013-11-20 5,450 $32.11 5,450 $32.11
Common Stock Stock Appreciation Rights Disposition 2013-11-20 21,480 $42.57 21,480 $42.57
Common Stock Stock Appreciation Rights Disposition 2013-11-20 27,614 $50.70 27,614 $50.70
Common Stock Stock Appreciation Rights Disposition 2013-11-20 42,794 $21.81 42,794 $21.81
Common Stock Employee Stock Options Disposition 2013-11-20 72,000 $39.05 72,000 $39.05
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2007-06-30 2016-06-29 No 4 M Direct
0 2010-02-13 2019-02-12 No 4 M Direct
0 2008-02-09 2017-02-08 No 4 M Direct
0 2009-02-08 2018-02-07 No 4 M Direct
0 2009-11-12 2018-11-11 No 4 M Direct
0 2007-12-31 2015-05-27 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,142 Indirect 2010 GRAT
Footnotes
  1. Stock Appreciation Rights are net settled; amounts represent withholding of shares by the Company to pay exercise price and taxes.
  2. Average Sale Price.
  3. On February 2, 2012, 19,298 shares from 2010 Grantor Retained Annuity Trust ("GRAT") were voluntarily transferred to joint account with spouse.
  4. Shares held in GRAT of which Dr. Reisman is the sole trustee.
  5. Stock Appreciation Rights granted under the Aetna Inc. 2000 Stock Incentive Plan (the "Plan")
  6. Stock Options granted under the Plan, which vest in two installments beginning 12/31/2007.