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Filing Details

Accession Number:: 0001209191-13-053780
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-22 16:22:56
Reporting Period:: 2013-11-21

Filing Date:: 2013-11-22
Accepted Time:: 2013-11-22 16:22:56
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571949	Intercontinentalexchange Group Inc.	ICE	Security & Commodity Brokers, Dealers, Exchanges & Services (6200)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1343882	C Jeffrey Sprecher	2100 Riveredge Parkway Suite 500 Atlanta GA 30328	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-21	610	$112.48	263,278	No	4	M	Direct
Common Stock	Disposition	2013-11-21	6,132	$213.72	1,007,209	No	4	S	Indirect	CPEX
Common Stock	Disposition	2013-11-21	20,827	$214.74	986,382	No	4	S	Indirect	CPEX
Common Stock	Disposition	2013-11-21	13,041	$215.32	973,341	No	4	S	Indirect	CPEX
Common Stock	Acquisiton	2013-11-21	472	$112.48	24,502	No	4	M	Indirect	By spouse
Common Stock	Disposition	2013-11-21	3,029	$213.75	21,473	No	4	S	Indirect	By spouse
Common Stock	Disposition	2013-11-21	1,000	$214.44	20,473	No	4	S	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Indirect	CPEX
No	4	S	Indirect	CPEX
No	4	S	Indirect	CPEX
No	4	M	Indirect	By spouse
No	4	S	Indirect	By spouse
No	4	S	Indirect	By spouse

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Employee Stock Option (right to buy) Holding	Disposition	2013-11-21	3,529	$0.00	3,529	$35.08
Common Stock	Empoyee Stock Option (right to buy) Holding	Disposition	2013-11-21	610	$0.00	610	$112.48
Common Stock	Empoyee Stock Option (right to buy) Holding	Disposition	2013-11-21	472	$0.00	472	$112.48

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2015-12-28	No	4	M	Indirect
21,843	2021-01-11	No	4	M	Direct
2,188	2021-01-11	No	4	M	Indirect

Footnotes

The sales reported in this Form 4 were effected pursuant to a previously announced, pre-arranged trading plan established in accordance with Rule 10b5-1 of the Securities Act of 1934, as amended.
The common stock number referred in Table I is an aggregate number and represents 234,255 shares of common stock of ICE Group and 29,023 unvested performance based restricted stock units of ICE Group, for which the performance period has been satisfied. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year on the anniversary of the respective grant dates.
The price range for the aggregate amount sold by the direct holder is $213.16 - $214.13. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
These shares are beneficially owned directly by Continental Power Exchange, Inc. ("CPEX"). Mr. Sprecher beneficially owns 100% of the equity interest in CPEX directly. Additionally, as previously reported, the reporting person also owns share directly and indirectly own shares that are beneficially owned directly by the reporting person's spouse for which the reporting person disclaims beneficial ownership.
The price range for the aggregate amount sold by the direct holder is $214.17 - $215.16. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $215.17 - $215.98. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
As previously reported, the reporting person also indirectly owns 973,341 shares that are beneficially owned directly by CPEX. The reporting person beneficially owns 100% of the equity interest in CPEX. Additionally, as previously reported, the reporting person also beneficially owns shares directly.
The price range for the aggregate amount sold by the direct holder is $213.30 - $214.29. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The price range for the aggregate amount sold by the direct holder is $214.30 - $214.88. The Issuer will upon request by the Staff of the U.S. Securities and Exchange Commission or a security holder of the Issuer provide the full information regarding the number of shares sold at each separate price.
The common stock number referred to in Table 1 is an aggregate number and represents 16,324 shares of common stock of ICE Group and 3,471 unvested performance based restricted stock units off ICE Group for which the performance period has been satisfied, and 678 restricted stock units of ICE Group. The performance based restricted stock units vest over a three year period, in which 33.33% of the performance based restricted stock units vest each year on the anniversary of the respective grant dates.
These options are fully vested.