Filing Details

Accession Number:
0000950142-13-002310
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 16:16:01
Reporting Period:
2013-11-20
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 16:16:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1520744 Lumos Networks Corp. LMOS Telephone Communications (No Radiotelephone) (4813) 800697274
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1351939 Michael Huber 1065 Avenue Of The Americas
New York NY 10018
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2013-11-20 2,888,939 $18.90 2,791,898 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Prior to the transaction reported herein, the shares of Common Stock were held by Quadrangle Capital Partners LP, Quadrangle Select Partners LP, Quadrangle Capital Partners-A LP, and Quadrangle NTELOS Holdings II LP. Quadrangle GP Investors LLC is the general partner of Quadrangle GP Investors LP, which is the general partner of each of Quadrangle Capital Partners LP, Quadrangle Select Partners LP, and Quadrangle Capital Partners-A LP. QCP GP Investors II LLC is the general partner of Quadrangle GP Investors II LP, which is the general partner of Quadrangle (AIV2) Capital Partners II LP, Quadrangle Select Partners II, LP and Quadrangle Capital Partners II-A LP (the "QCP II Funds). The QCP II Funds are managing members of Quadrangle NTELOS GP LLC, which is the general partner of Quadrangle NTELOS Holdings II LP. Mr. Huber is a managing member of each of Quadrangle GP Investors, LLC and QCP GP Investors II LLC. (cont'd in FN 2)
  2. (cont'd from FN 1) Each of Quadrangle Capital Partners LP, Quadrangle Select Partners LP and Quadrangle Capital Partners-A LP sold all of the shares of Common Stock it respectively held in the transaction reported herein. Following the transaction, each of Quadrangle Capital Partners LP, Quadrangle Select Partners LP and Quadrangle Capital Partners-A LP no longer holds any shares of Common Stock. Quadrangle GP Investors LLC and Quadrangle GP Investors LP are no longer deemed to beneficially own any shares of Common Stock. (cont'd in FN 3)
  3. (cont'd from FN 2) The shares of Common Stock beneficially owned following the transaction reported herein are held by Quadrangle NTELOS Holdings II LP.
  4. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Act, Mr. Huber may be deemed to be the beneficial owner of the securities reported herein only to the extent of its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of Mr. Huber is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.