Filing Details
- Accession Number:
- 0001181431-13-060334
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 15:57:58
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 15:57:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1171298 | Solta Medical Inc | SLTM | Electromedical & Electrotherapeutic Apparatus (3845) | 680373593 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1379087 | W Douglas Heigel | C/O Solta Medical, Inc. 25881 Industrial Boulevard Hayward CA 94545 | Vp Operations | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-20 | 46,875 | $1.10 | 327,327 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-20 | 27,583 | $1.93 | 299,744 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-20 | 46,875 | $0.00 | 46,875 | $1.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2013-11-20 | No | 4 | M | Direct |
Footnotes
- The stock option grant is 100% vested and fully exercisable.
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