Filing Details
- Accession Number:
- 0001209191-13-053740
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 15:18:57
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 15:18:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1478484 | Zulily Inc. | ZU | Retail-Catalog & Mail-Order Houses (5961) | 271202150 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1202435 | Dan Levitan | C/O Zulily, Inc. 2200 First Avenue South Seattle WA 98134 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-20 | 3,018,750 | $0.00 | 3,018,750 | No | 4 | C | Indirect | See Note 1 |
Class A Common Stock | Disposition | 2013-11-20 | 3,018,750 | $22.00 | 0 | No | 4 | S | Indirect | See Note 1 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Note 1 |
No | 4 | S | Indirect | See Note 1 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class B Common Stock | Series A Preferred Stock | Disposition | 2013-11-20 | 23,226,212 | $0.00 | 23,226,212 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-11-20 | 23,226,212 | $0.00 | 23,226,212 | $0.00 |
Class B Common Stock | Series B Preferred Stock | Disposition | 2013-11-20 | 2,863,880 | $0.00 | 2,863,880 | $0.00 |
Class A Common Stock | Class B Common Stock | Acquisiton | 2013-11-20 | 2,863,880 | $0.00 | 2,863,880 | $0.00 |
Class A Common Stock | Class B Common Stock | Disposition | 2013-11-20 | 3,018,750 | $0.00 | 3,018,750 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
24,367,949 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect | ||
27,231,829 | No | 4 | C | Indirect | ||
24,213,079 | No | 4 | C | Indirect |
Footnotes
- Includes shares held by Maveron Equity Partners IV, L.P. ("Maveron IV"), Maveron IV Entrepreneurs' Fund, L.P. ("Maveron-Entrepreneurs") and MEP Associates IV, L.P. ("MEP Associates"). Maveron General Partner IV LLC ("Maveron GP") serves as the general partner of each of Maveron IV, Maveron-Entrepreneurs and MEP Associates and has sole voting and investment power with respect to the shares held by Maveron IV, Maveron-Entrepreneurs and MEP Associates. Mr. Levitan is a managing member of Maveron GP.
- Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfer described in the issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
- The Series A Preferred Stock automatically converted into Class B Common Stock on a 1-to-1 basis upon closing of the initial public offering of the issuer.
- Not applicable.
- The Series B Preferred Stock automatically converted into Class B Common Stock on a 1-to-1 basis upon closing of the initial public offering of the issuer.