Filing Details

Accession Number:
0001209191-13-053740
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-22 15:18:57
Reporting Period:
2013-11-20
Filing Date:
2013-11-22
Accepted Time:
2013-11-22 15:18:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1478484 Zulily Inc. ZU Retail-Catalog & Mail-Order Houses (5961) 271202150
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1202435 Dan Levitan C/O Zulily, Inc.
2200 First Avenue South
Seattle WA 98134
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-11-20 3,018,750 $0.00 3,018,750 No 4 C Indirect See Note 1
Class A Common Stock Disposition 2013-11-20 3,018,750 $22.00 0 No 4 S Indirect See Note 1
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Note 1
No 4 S Indirect See Note 1
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class B Common Stock Series A Preferred Stock Disposition 2013-11-20 23,226,212 $0.00 23,226,212 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2013-11-20 23,226,212 $0.00 23,226,212 $0.00
Class B Common Stock Series B Preferred Stock Disposition 2013-11-20 2,863,880 $0.00 2,863,880 $0.00
Class A Common Stock Class B Common Stock Acquisiton 2013-11-20 2,863,880 $0.00 2,863,880 $0.00
Class A Common Stock Class B Common Stock Disposition 2013-11-20 3,018,750 $0.00 3,018,750 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
24,367,949 No 4 C Indirect
0 No 4 C Indirect
27,231,829 No 4 C Indirect
24,213,079 No 4 C Indirect
Footnotes
  1. Includes shares held by Maveron Equity Partners IV, L.P. ("Maveron IV"), Maveron IV Entrepreneurs' Fund, L.P. ("Maveron-Entrepreneurs") and MEP Associates IV, L.P. ("MEP Associates"). Maveron General Partner IV LLC ("Maveron GP") serves as the general partner of each of Maveron IV, Maveron-Entrepreneurs and MEP Associates and has sole voting and investment power with respect to the shares held by Maveron IV, Maveron-Entrepreneurs and MEP Associates. Mr. Levitan is a managing member of Maveron GP.
  2. Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value and whether voluntary or involuntary or by operation of law, except for certain transfer described in the issuer's Amended and Restated Certificate of Incorporation, including, without limitation, certain transfers for tax and estate planning purposes.
  3. The Series A Preferred Stock automatically converted into Class B Common Stock on a 1-to-1 basis upon closing of the initial public offering of the issuer.
  4. Not applicable.
  5. The Series B Preferred Stock automatically converted into Class B Common Stock on a 1-to-1 basis upon closing of the initial public offering of the issuer.