Filing Details
- Accession Number:
- 0001209191-13-053739
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 15:17:12
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 15:17:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1071625 | Dover Saddlery Inc | DOVR | Retail-Miscellaneous Shopping Goods Stores (5940) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1344340 | L Stephen Day | 525 Great Rd Littleton MA 01460 | Ceo, President & Treasurer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-20 | 2,644 | $1.36 | 614,744 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Incentive Stock Option (right to buy) | Disposition | 2013-11-20 | 2,644 | $1.36 | 2,644 | $1.36 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Acquisiton | 2013-11-20 | 3,500 | $4.90 | 3,500 | $4.90 |
| Common Stock | Incentive Stock Option (right to buy) | Acquisiton | 2013-11-20 | 15,725 | $5.39 | 15,725 | $5.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 62,900 | 2013-11-20 | No | 4 | C | Direct | |
| 20,440 | 2023-11-19 | No | 4 | A | Direct | |
| 62,900 | 2018-11-19 | No | 4 | A | Direct |
Footnotes
- Reflects total shares of common stock held by this reporting person, after exercising Incentive Stock Option to purchase a total of 2,644 shares of common stock, as reported in Table II.
- 13,220 Incentive Stock Option granted on 11/21/2008 and vest on anniversary date of grant at rate 20% per year for five years.
- Reflects total outstanding Incentive Stock Options held by this reporting person. Together with Non-Qualified Stock Options the total stock options held by this reporting person equals 83,340.
- Vest on anniversary of day of grant at rate 20 % per year for five years.
- Reflects total outstanding Non-Qualified Stock Options held by this reporting person. Together with Incentive Stock Options the total stock options held by this reporting person equals 83,340.
Billionaire Hedge Funds
