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Home > Insider Trading > Filing (0001209191-13-053692)

Filing Details

Accession Number:: 0001209191-13-053692
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-22 11:48:05
Reporting Period:: 2013-11-20

Filing Date:: 2013-11-22
Accepted Time:: 2013-11-22 11:48:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571329	Capitala Finance Corp.	CPTA	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1587346	Iii B Joseph Alala	C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209	See Remarks	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-20	9,400	$19.00	35,404	No	4	P	Indirect	via Capitala Private Investments LLC
Common Stock	Acquisiton	2013-11-21	1,100	$19.00	36,504	No	4	P	Indirect	via Capitala Private Investments LLC

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	via Capitala Private Investments LLC
No	4	P	Indirect	via Capitala Private Investments LLC

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	320,876	Direct
Common Stock	351,865	Indirect	via Capitala Restricted Shares I LLC
Common Stock	2,705	Indirect	via Capitala Transaction Corp.
Common Stock	972	Indirect	via CapitalSouth Corporation
Common Stock	100	Indirect	via Capitala Investment Advisors, LLC