Filing Details
- Accession Number:
- 0001127602-13-032582
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-22 11:34:29
- Reporting Period:
- 2013-11-21
- Filing Date:
- 2013-11-22
- Accepted Time:
- 2013-11-22 11:34:29
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1102934 | Cabot Microelectronics Corp | CCMP | Semiconductors & Related Devices (3674) | 364324765 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1278556 | S Thomas Roman | C/O Cabot Microelectronics Corporation 870 Commons Drive Aurora IL 60504 | Corporate Controller | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-21 | 799 | $28.62 | 13,196 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-21 | 799 | $44.18 | 12,397 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-22 | 2,193 | $28.62 | 14,590 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-22 | 2,193 | $44.03 | 12,397 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-11-21 | 799 | $0.00 | 799 | $28.62 |
| Common Stock | Stock Options (Right to Buy) | Disposition | 2013-11-22 | 2,193 | $0.00 | 2,193 | $28.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,185 | 2011-12-01 | 2020-12-01 | No | 4 | M | Direct |
| 2,992 | 2011-12-01 | 2020-12-01 | No | 4 | M | Direct |
Footnotes
- Sale to cover exercise price of, and taxes related to, exercise and sale of stock options.
- 2010 (FY11) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/1/2011, 25% 12/1/2012, 25% 12/1/2013, 25% 12/1/2014.
Billionaire Hedge Funds
