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Home > Insider Trading > Filing (0001209191-13-053663)

Filing Details

Accession Number:: 0001209191-13-053663
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-22 09:01:01
Reporting Period:: 2013-11-21

Filing Date:: 2013-11-22
Accepted Time:: 2013-11-22 09:01:01
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1311538	Castle Brands Inc	ROX	Beverages (2080)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1541244	Sergio Zyman	C/O Castle Brands Inc. 122 East 42Nd St, Suite 4700 New York NY 10168		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-21	2,100	$0.74	2,100	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

This transaction was executed in multiple trades at prices ranging from $0.725 to $0.75; the price reported reflects the weighted average price. The reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the SEC staff, the issuer, or a security holder of the issuer.