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Home > Insider Trading > Filing (0001209191-13-053657)

Filing Details

Accession Number:: 0001209191-13-053657
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-22 08:49:06
Reporting Period:: 2013-11-21

Filing Date:: 2013-11-22
Accepted Time:: 2013-11-22 08:49:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1311538	Castle Brands Inc	ROX	Beverages (2080)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1188554	Mark Andrews	C/O Castle Brands Inc. 122 East 42Nd St, Suite 4700 New York NY 10168		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-21	5,000	$0.75	1,717,758	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	104,400	Indirect	Held By IRA
Common Stock	1,183,079	Indirect	By Knappogue Corp.

Footnotes

Includes shares of Common Stock held jointly with the reporting person's spouse.
The reporting person disclaims beneficial ownership of the reported securities, except to the extent of his pecuniary interest therein.