Filing Details

Accession Number:
0001181431-13-060207
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-21 19:55:11
Reporting Period:
2013-11-19
Filing Date:
2013-11-21
Accepted Time:
2013-11-21 19:55:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1056903 American States Water Co AWR Water Supply (4941) 954676679
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1409019 D Diane Rentfrow 5550 Via Vallarta
Yorba Linda CA 92887
Vice President No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2013-06-01 20 $53.13 5,284 No 4 A Direct
Common Shares Acquisiton 2013-09-03 24 $52.60 5,308 No 4 A Direct
Common Shares Acquisiton 2013-09-03 5,300 $25.85 10,607 No 4 A Direct
Common Shares Disposition 2013-11-19 4,440 $28.38 6,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 A Direct
No 4 S Direct
Footnotes
  1. DER units credited on 6/1/2013 as dividend at FMV
  2. DER units credited on 9/3/2013 as dividend at FMV
  3. Additional shares due to stock split
  4. Sale of RSU's