Filing Details
- Accession Number:
- 0001181431-13-060207
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 19:55:11
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 19:55:11
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1056903 | American States Water Co | AWR | Water Supply (4941) | 954676679 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1409019 | D Diane Rentfrow | 5550 Via Vallarta Yorba Linda CA 92887 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2013-06-01 | 20 | $53.13 | 5,284 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2013-09-03 | 24 | $52.60 | 5,308 | No | 4 | A | Direct | |
Common Shares | Acquisiton | 2013-09-03 | 5,300 | $25.85 | 10,607 | No | 4 | A | Direct | |
Common Shares | Disposition | 2013-11-19 | 4,440 | $28.38 | 6,167 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Footnotes
- DER units credited on 6/1/2013 as dividend at FMV
- DER units credited on 9/3/2013 as dividend at FMV
- Additional shares due to stock split
- Sale of RSU's