Filing Details
- Accession Number:
- 0001447387-13-000072
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 18:41:50
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 18:41:50
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1476719 | Crumbs Bake Shop Inc. | CRMBS | Retail-Food Stores (5400) | 271215274 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1058854 | Cannell Capital Llc | 310 E. Pearl Street, P.o. Box 3459 Jackson WY 83001 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-19 | 378,000 | $0.98 | 1,161,008 | No | 4 | S | Indirect | By partnerships and corporations |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By partnerships and corporations |
Footnotes
- As of November 21, 2013, Tristan Offshore Fund Limited ("Tristan Offshore") and Tristan Partners, L.P. ("Tristan") owned in the aggregate (i) 1,161,008 shares of common stock, with par value of $.0001 per share of Crumbs Bake Shop, Inc. ("the Company")
- Cannell Capital LLC acts as the investment adviser to Tristan Offshore and is the general partner of and investment adviser to Tristan. As a result, Mr. Cannell possesses sole power to vote and direct the disposition of all securities of the Company held by the Funds. Mr. J. Carlo Cannell is the sole managing member of Cannell Capital LLC. Thus, for the purposes of Reg. Section 240.13d-3, as of November 21, 2013 Mr. Cannell is deemed to beneficially own 1,161,008 shares. Mr. Cannell's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Funds, if any.