Filing Details
- Accession Number:
- 0001127602-13-032534
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 18:21:33
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 18:21:33
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1403161 | Visa Inc. | V | Services-Business Services, Nec (7389) | 260267673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222057 | Ellen Richey | C/O Visa Inc. P.o. Box 8999 San Francisco CA 94128-8999 | Chief Enterprise Risk Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2013-11-19 | 9,551 | $0.00 | 24,545 | No | 4 | M | Direct | |
Class A Common Stock | Acquisiton | 2013-11-19 | 943 | $0.00 | 25,488 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2013-11-19 | 11,766 | $198.08 | 13,722 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2013-11-19 | 2,882 | $197.39 | 10,840 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-19 | 9,551 | $0.00 | 9,551 | $79.80 |
Common Stock | Restricted Stock Units | Disposition | 2013-11-19 | 943 | $0.00 | 943 | $0.00 |
Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2013-11-19 | 8,279 | $0.00 | 8,279 | $197.39 |
Common Stock | Restricted Stock Units | Acquisiton | 2013-11-19 | 1,821 | $0.00 | 1,821 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
4,776 | 2020-11-05 | No | 4 | M | Direct | |
1,889 | 2022-11-19 | No | 4 | M | Direct | |
8,279 | 2023-11-19 | No | 4 | A | Direct | |
1,821 | 2023-11-19 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock | 9,163 | Indirect | Held by the Richey 2007 Trust u/a/d 11-29-2007 |
Footnotes
- This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2013.
- The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $197.00 - $200.04, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.
- This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant.
- Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.
- This restricted stock unit was granted on November 19, 2012.
- Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.