Filing Details

Accession Number:
0001127602-13-032534
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-21 18:21:33
Reporting Period:
2013-11-19
Filing Date:
2013-11-21
Accepted Time:
2013-11-21 18:21:33
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1403161 Visa Inc. V Services-Business Services, Nec (7389) 260267673
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1222057 Ellen Richey C/O Visa Inc.
P.o. Box 8999
San Francisco CA 94128-8999
Chief Enterprise Risk Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2013-11-19 9,551 $0.00 24,545 No 4 M Direct
Class A Common Stock Acquisiton 2013-11-19 943 $0.00 25,488 No 4 M Direct
Class A Common Stock Disposition 2013-11-19 11,766 $198.08 13,722 No 4 S Direct
Class A Common Stock Disposition 2013-11-19 2,882 $197.39 10,840 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2013-11-19 9,551 $0.00 9,551 $79.80
Common Stock Restricted Stock Units Disposition 2013-11-19 943 $0.00 943 $0.00
Common Stock Employee Stock Option (Right to Buy) Acquisiton 2013-11-19 8,279 $0.00 8,279 $197.39
Common Stock Restricted Stock Units Acquisiton 2013-11-19 1,821 $0.00 1,821 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,776 2020-11-05 No 4 M Direct
1,889 2022-11-19 No 4 M Direct
8,279 2023-11-19 No 4 A Direct
1,821 2023-11-19 No 4 A Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 9,163 Indirect Held by the Richey 2007 Trust u/a/d 11-29-2007
Footnotes
  1. This transaction was made pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2013.
  2. The price reported in column 4 is a weighted average price. These shares were disposed of in multiple transactions at prices ranging from $197.00 - $200.04, inclusive. The reporting person undertakes to provide to Visa Inc., any security holder of Visa Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares disposed of at each separate price within the ranges set forth in this Form 4.
  3. This option was granted on November 5, 2010 and vested in three installments over a three-year period after the date of grant.
  4. Each restricted stock unit represents a contingent right to receive one share of Visa Inc. common stock or a cash equivalent of its value. The restricted stock units vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.
  5. This restricted stock unit was granted on November 19, 2012.
  6. Options vest in three equal installments on each of the first three anniversaries of the date of the grant, subject to earlier vesting in full in limited circumstances as specified in the award agreement.