Filing Details
- Accession Number:
- 0001104659-13-086433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 18:14:10
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 18:14:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1496099 | New Mountain Finance Corp | NMFC | () | 272978010 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1404514 | Kurt Wolfgruber | C/O New Mountain Finance Corporation 787 7Th Avenue, 48Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-19 | 2,500 | $14.47 | 20,535 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 2,500 | $14.40 | 23,035 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-19 | 800 | $14.46 | 800 | No | 4 | P | Indirect | By Child - Heidi C. Wolfgruber |
Common Stock | Acquisiton | 2013-11-20 | 700 | $14.43 | 1,500 | No | 4 | P | Indirect | By Child - Heidi C. Wolfgruber |
Common Stock | Acquisiton | 2013-11-19 | 800 | $14.47 | 800 | No | 4 | P | Indirect | By Child - Hayley C. Wolfgruber |
Common Stock | Acquisiton | 2013-11-20 | 700 | $14.43 | 1,500 | No | 4 | P | Indirect | By Child - Hayley C. Wolfgruber |
Common Stock | Acquisiton | 2013-11-19 | 800 | $14.46 | 800 | No | 4 | P | Indirect | By Child - Christian K. Wolfgruber |
Common Stock | Acquisiton | 2013-11-20 | 700 | $14.43 | 1,500 | No | 4 | P | Indirect | By Child - Christian K. Wolfgruber |
Common Stock | Acquisiton | 2013-11-19 | 1,000 | $14.46 | 1,000 | No | 4 | P | Indirect | Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber |
Common Stock | Acquisiton | 2013-11-20 | 1,000 | $14.39 | 2,000 | No | 4 | P | Indirect | Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Indirect | By Child - Heidi C. Wolfgruber |
No | 4 | P | Indirect | By Child - Heidi C. Wolfgruber |
No | 4 | P | Indirect | By Child - Hayley C. Wolfgruber |
No | 4 | P | Indirect | By Child - Hayley C. Wolfgruber |
No | 4 | P | Indirect | By Child - Christian K. Wolfgruber |
No | 4 | P | Indirect | By Child - Christian K. Wolfgruber |
No | 4 | P | Indirect | Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber |
No | 4 | P | Indirect | Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber |
Footnotes
- The price reported is the average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.