Filing Details

Accession Number:
0001104659-13-086433
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-21 18:14:10
Reporting Period:
2013-11-19
Filing Date:
2013-11-21
Accepted Time:
2013-11-21 18:14:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1496099 New Mountain Finance Corp NMFC () 272978010
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1404514 Kurt Wolfgruber C/O New Mountain Finance Corporation
787 7Th Avenue, 48Th Floor
New York NY 10019
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-19 2,500 $14.47 20,535 No 4 P Direct
Common Stock Acquisiton 2013-11-20 2,500 $14.40 23,035 No 4 P Direct
Common Stock Acquisiton 2013-11-19 800 $14.46 800 No 4 P Indirect By Child - Heidi C. Wolfgruber
Common Stock Acquisiton 2013-11-20 700 $14.43 1,500 No 4 P Indirect By Child - Heidi C. Wolfgruber
Common Stock Acquisiton 2013-11-19 800 $14.47 800 No 4 P Indirect By Child - Hayley C. Wolfgruber
Common Stock Acquisiton 2013-11-20 700 $14.43 1,500 No 4 P Indirect By Child - Hayley C. Wolfgruber
Common Stock Acquisiton 2013-11-19 800 $14.46 800 No 4 P Indirect By Child - Christian K. Wolfgruber
Common Stock Acquisiton 2013-11-20 700 $14.43 1,500 No 4 P Indirect By Child - Christian K. Wolfgruber
Common Stock Acquisiton 2013-11-19 1,000 $14.46 1,000 No 4 P Indirect Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber
Common Stock Acquisiton 2013-11-20 1,000 $14.39 2,000 No 4 P Indirect Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Indirect By Child - Heidi C. Wolfgruber
No 4 P Indirect By Child - Heidi C. Wolfgruber
No 4 P Indirect By Child - Hayley C. Wolfgruber
No 4 P Indirect By Child - Hayley C. Wolfgruber
No 4 P Indirect By Child - Christian K. Wolfgruber
No 4 P Indirect By Child - Christian K. Wolfgruber
No 4 P Indirect Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber
No 4 P Indirect Kurt J. Wolfgruber Trustee U/W of Paul J. Wolfgruber
Footnotes
  1. The price reported is the average price. The shares were purchased in multiple transactions. The reporting person undertakes to provide to the SEC, the issuer and any security holder, upon request, full information regarding the number of shares and the prices at which the shares were purchased.