Filing Details
- Accession Number:
- 0001181431-13-060168
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 18:00:45
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 18:00:45
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
880631 | Wisdomtree Investments Inc. | WETF | Commodity Contracts Brokers & Dealers (6221) | 133487784 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
315246 | H Michael Steinhardt | 712 Fifth Avenue 34Th Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-19 | 76,298 | $13.27 | 19,436,667 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-20 | 16,566 | $13.25 | 19,420,101 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-21 | 400,191 | $13.38 | 19,019,910 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- The price included in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.31, inclusive. The reporting person undertakes to provide to WisdomTree Investments, Inc., any security holder of WisdomTree Investments, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1), (3) and (4) to this Form 4.
- Includes 6,144 shares of restricted stock awarded on July 24, 2013, vesting on July 24, 2014.
- The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.25 to $13.27, inclusive.
- The price in Column 4 is a weighted price. These shares were sold in multiple transactions at prices ranging from $13.27 to $13.46, inclusive.