Filing Details
- Accession Number:
- 0001179110-13-016858
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 17:41:23
- Reporting Period:
- 2013-10-17
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 17:41:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1585583 | Levy Acquisition Corp | LEVY | Blank Checks (6770) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587085 | Steven Marc Simon | 444 North Michigan Avenue Suite 3500 Chicago IL 60611 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-10-17 | 17,250 | $0.01 | 17,250 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2013-11-19 | 2,250 | $0.00 | 15,000 | No | 4 | J | Direct | |
| Common Stock | Acquisiton | 2013-11-19 | 10,000 | $0.00 | 10,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | J | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Private Placement Warrants | Acquisiton | 2013-11-19 | 15,000 | $0.00 | 15,000 | $11.50 |
| Common Stock | Public Warrants | Acquisiton | 2013-11-19 | 5,000 | $0.00 | 5,000 | $11.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 15,000 | No | 4 | G | Direct | ||
| 5,000 | No | 4 | P | Direct |
Footnotes
- Forfeiture to the Issuer for no consideration because the underwriter for the Issuer's initial public offering did not exercise the over-allotment option.
- Includes 3,750 shares which may be forfeited on the 5th anniversary of the Issuer's initial business combination, unless following the initial business combination the last sale price of the Issuer's common stock equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like) for any 20 trading days within any 30-trading day period or the Issuer completes a liquidation, merger, stock exchange or similar transaction that results in all of its stockholders having the right to exchange their shares of common stock for consideration in cash, securities or other property which equals or exceeds $13.00 per share (as adjusted for stock splits, stock dividends, reorganizations, recapitalizations or the like).
- The reported securities are included in Units purchased in the Issuer's initial public offering for $10.00 per Unit. Each Unit consists of one share of Common Stock and one-half of one warrant. Each whole warrant entitles the holder to purchase one share of Common Stock at an exercise price of $11.50 per share.
- The warrants will become exercisable beginning on the later of one year after issuance or 30 days after the completion of the Issuer's initial business combination.
- The warrants expire five years after the completion of the Issuer's initial business combination or earlier upon redemption or liquidation.
- 10,000 shares are held by Marc S. Simon and Marcy Simon as joint tenants.
Billionaire Hedge Funds
