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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
53669	Johnson Controls Inc	JCI	Public Bldg & Related Furniture (2531)	390380010

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1049477	A Frank Voltolina	5757 N. Green Bay Avenue P.o. Box 591 Milwaukee WI 53201-0591	Vice President And Treasurer	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-21	60,000	$22.56	108,074	No	4	M	Direct
Common Stock	Disposition	2013-11-21	60,000	$0.00	48,074	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Phantom Stock Units - Restricted Stock Plan	Acquisiton	2013-11-19	3,700	$0.00	3,700	$0.00
Common Stock	Employee Stock Option (Right to Buy)	Acquisiton	2013-11-19	12,176	$0.00	12,176	$48.37
Common Stock	Employee Stock Option (Right to Buy)	Disposition	2013-11-21	60,000	$0.00	60,000	$22.56

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
39,897			No	4	A	Direct
12,176	2015-11-19	2023-11-19	No	4	A	Direct
0	2007-11-16	2015-11-16	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	6,890	Indirect	By 401(k) Plan Trust

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Date	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Employee Stock Option (Right to Buy)	$23.97	2008-10-02	2016-10-02	48,000	48,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$40.21	2009-10-01	2017-10-01	36,000	36,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.79	2010-10-01	2018-10-01	48,000	48,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$24.87	2011-10-01	2019-10-01	48,000	48,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$30.54	2012-10-01	2020-10-01	35,000	35,000	Direct
Common Stock	Employee Stock Option (Right to Buy)	$28.54	2013-10-07	2021-10-07	32,500	32,500	Direct
Common Stock	Employee Stock Option (Right to Buy)	$27.85	2014-10-05	2022-10-05	18,600	18,600	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-10-02	48,000	48,000	Direct
2017-10-01	36,000	36,000	Direct
2018-10-01	48,000	48,000	Direct
2019-10-01	48,000	48,000	Direct
2020-10-01	35,000	35,000	Direct
2021-10-07	32,500	32,500	Direct
2022-10-05	18,600	18,600	Direct

Footnotes

The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $50.13 to $50.54, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote 1 of this Form 4.
The number of underlying securities is based on the stock fund balance on November 15, 2013. The actual number of shares issuable upon the distribution date is not determinable since the stock fund is a unitized account consisting of 96% company stock and 4% money market fund. The stock account balance reflected in this report is based on a November 15, 2013, stock fund price of $49.45 per share.
The phantom stock units are being accrued under the Johnson Controls Restricted Stock Plan and settle 100% in cash upon the reporting person's termination or retirement, subject to vesting requirements.
Fifty percent of the options vest after two years and the remaining 50% vests after three years.