Filing Details
- Accession Number:
- 0001209191-13-053538
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 16:40:28
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 16:40:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1524741 | U.s. Silica Holdings Inc. | SLCA | Mining & Quarrying Of Nonmetallic Minerals (No Fuels) (1400) | 263718801 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1212445 | Prescott Ashe | C/O Golden Gate Private Equity, Inc. One Embarcadero Center, 39Th Floor San Francisco CA 94111 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.01 | Disposition | 2013-11-20 | 1,196,000 | $30.70 | 4,526,471 | No | 4 | S | Indirect | See footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See footnotes |
Footnotes
- On November 20, 2013, GGC USS Holdings, LLC (?Holdings?) sold an additional 1,196,000 shares in connection with the exercise of the underwriter?s option to purchase additional shares pursuant to the underwriting agreement for the offering of shares that closed on November 14, 2013.
- Mr. Ashe is a Managing Director of Golden Gate Capital, a private equity firm and sponsor of Holdings. Holdings is the direct beneficial owner of 4,526,471 shares of common stock of U.S. Silica Holdings, Inc. The shares beneficially owned directly by Holdings are beneficially owned indirectly by (a) Golden Gate Capital Opportunity Fund, L.P., (b) Golden Gate Capital Opportunity Fund-A, L.P., (c) GGCOF Third-Party Co-Invest, L.P. and (d) GGCOF Co-Invest, L.P. The shares indirectly held by the funds listed in clauses (a) through (c) are beneficially owned indirectly by their general partner, GGC Opportunity Fund Management, L.P. (?Management GP?), and the general partner of Management GP, GGC Opportunity Fund Management GP, Ltd. (?Ultimate GP?). (continued in footnote 3)
- The shares indirectly held by the fund listed in clause (d) are beneficially owned indirectly by its general partner, GGCOF Co-Invest Management, L.P. (?GGCOF Management?), the general partner of GGCOF Management, Management GP, and the general partner of Management GP, Ultimate GP. Ultimate GP has voting and dispositive authority over the shares held by Holdings and is governed by its board of directors. Mr. Ashe disclaims beneficial ownership of the shares held by Holdings, except to the extent of his pecuniary interest therein.