Filing Details
- Accession Number:
- 0001354488-13-006583
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 16:37:36
- Reporting Period:
- 2013-08-07
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 16:37:36
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 843006 | Issuer Direct Corp | ISDR | Commercial Printing (2750) | 261331503 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1282217 | R Brian Balbirnie | C/O Issuer Direct Corp. 500 Perimeter Park Drive, Suite D Morrisville NC 27560 | Chief Executive Officer | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-08-07 | 2,000 | $8.00 | 622,250 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-07 | 1,500 | $9.00 | 620,750 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-08-07 | 2,000 | $10.00 | 618,750 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-21 | 4,329 | $2.31 | 623,079 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase Common Stock | $0.00 | 2022-04-02 | 7,500 | 7,500 | Indirect | |
| Common Stock | Option to Purchase Common Stock | $2.31 | 2014-06-30 | 2015-08-09 | 10,671 | 10,671 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2022-04-02 | 7,500 | 7,500 | Indirect |
| 2015-08-09 | 10,671 | 10,671 | Direct |
Footnotes
- This transaction was effected pursuant to Rule 10b5-1, adopted by the Reporting Person on August 7, 2013.
- Exercised an option to purchase 4,329 shares of common stock at $2.31 per share.
- Options to purchase common stock vest in quarterly installments over a four year period through June 30, 2014.
- Employee Stock Option Plan - ISO issued to spouse over a period, with conversion prices ranging from 1.70 to 3.33
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