Filing Details
- Accession Number:
- 0001246360-13-005073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 16:28:08
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 16:28:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1024478 | Rockwell Automation Inc | ROK | Measuring & Controlling Devices, Nec (3829) | 251797617 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1204912 | D Keith Nosbusch | 1201 South Second Street Milwaukee WI 53204 | Chairman, President And Ceo | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-19 | 1,400 | $68.04 | 488,637 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-19 | 1,400 | $112.00 | 487,237 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option(Right to Buy) | Disposition | 2013-11-19 | 1,400 | $0.00 | 1,400 | $68.04 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,608 | 2008-12-05 | 2017-12-05 | No | 4 | M | Direct |
Footnotes
- Includes 22,420 shares held by the Company to implement restrictions on transfer unless and until certain conditions are met.
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