Filing Details
- Accession Number:
- 0001181431-13-060119
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 16:23:17
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 16:23:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1120193 | Nasdaq Omx Group Inc. | NDAQ | Security & Commodity Brokers, Dealers, Exchanges & Services (6200) | 521165937 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428851 | Hans-Ole Jochumsen | One Liberty Plaza New York NY 10006 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $0.01 Per Share | Acquisiton | 2013-11-19 | 39,458 | $25.07 | 148,462 | No | 4 | M | Direct | |
| Common Stock, Par Value $0.01 Per Share | Disposition | 2013-11-19 | 54,458 | $37.00 | 94,004 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2013-11-19 | 39,458 | $0.00 | 39,458 | $25.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2018-12-17 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $19.75 | 2020-03-04 | 22,059 | 22,059 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $25.28 | 2021-03-28 | 33,995 | 33,995 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $41.36 | 2018-03-24 | 15,771 | 15,771 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-03-04 | 22,059 | 22,059 | Direct |
| 2021-03-28 | 33,995 | 33,995 | Direct |
| 2018-03-24 | 15,771 | 15,771 | Direct |
Footnotes
- Represents (i) 14,700 units of vested restricted stock (ii) 74,883 shares underlying PSUs, of which 27,455 shares are vested and (iii) 4,421 shares purchased pursuant to the Employee Share Purchase Plan.
- Options exercisable as to 100%.
- Options exercisable on March 4, 2014.
- Options exercisable on March 28, 2014.
- Options exercisable as to 100%.
Billionaire Hedge Funds
