Filing Details

Accession Number:
0001140361-13-043810
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-21 16:18:51
Reporting Period:
2013-11-19
Filing Date:
2013-11-21
Accepted Time:
2013-11-21 16:18:51
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1580156 Houghton Mifflin Harcourt Co HMHC Books: Publishing Or Publishing & Printing (2731) 271566372
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1300650 Lynn Anthony Davis 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300710 Michael Kevin Ulrich 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300711 Anchorage Advisors Management, Llc 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300713 Anchorage Capital Master Offshore, Ltd 610 Broadway
6Th Floor
New York NY 10012
Yes No Yes No
1300714 Anchorage Capital Group, L.l.c. 610 Broadway
6Th Floor
New York NY 10012
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.01 Par Value Per Share Disposition 2013-11-19 1,717,309 $12.00 15,830,831 No 4 S Indirect By Anchorage Capital Master Offshore, Ltd.
Common Stock, $0.01 Par Value Per Share Disposition 2013-11-19 44,659 $12.00 409,795 No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master, L.P.
Common Stock, $0.01 Par Value Per Share Disposition 2013-11-19 14,886 $12.00 136,598 No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master II, L.P.
Common Stock, $0.01 Par Value Per Share Disposition 2013-11-19 67,820 $12.00 622,320 No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master III, L.P.
Common Stock, $0.01 Par Value Per Share Disposition 2013-11-19 82,344 $12.00 755,590 No 4 S Indirect By GRF Master Fund II, L.P.
Common Stock, $0.01 Par Value Per Share Disposition 2013-11-19 14,684 $12.00 134,740 No 4 S Indirect By PCI Fund LLC
Common Stock, $0.01 Par Value Per Share Acquisiton 2013-11-19 3,500,000 $12.00 19,330,831 No 4 P Indirect By Anchorage Capital Master Offshore, Ltd.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Anchorage Capital Master Offshore, Ltd.
No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master, L.P.
No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master II, L.P.
No 4 S Indirect By Anchorage Illiquid Opportunities Offshore Master III, L.P.
No 4 S Indirect By GRF Master Fund II, L.P.
No 4 S Indirect By PCI Fund LLC
No 4 P Indirect By Anchorage Capital Master Offshore, Ltd.
Footnotes
  1. Anchorage Advisors Management, L.L.C. is the sole managing member of Anchorage Capital Group, L.L.C., the investment advisor to each of Anchorage Capital Master Offshore, Ltd., Anchorage Illiquid Opportunities Offshore Master, L.P., Anchorage Illiquid Opportunities Offshore Master II, L.P., Anchorage Illiquid Opportunities Offshore Master III, L.P., GRF Master Fund II, L.P., and PCI Fund LLC. Mr. Davis is the President of Anchorage Capital Group, L.L.C. and a managing member of Anchorage Advisors Management, L.L.C. Mr. Ulrich is the Chief Executive Officer of Anchorage Capital Group, L.L.C. and the other managing member of Anchorage Advisors Management, L.L.C.
  2. Each reporting person disclaims beneficial ownership of the reported securities except to the extent, if any, of its or his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.