Filing Details
- Accession Number:
- 0001209191-13-053517
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-21 16:13:35
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-21
- Accepted Time:
- 2013-11-21 16:13:35
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
3545 | Alico Inc | ALCO | Agricultural Production-Crops (100) | 590906081 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1297619 | W Remy Trafelet | 590 Madison Avenue 26Th Fl New York NY 10022 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-19 | 3,705,457 | $37.00 | 3,705,457 | No | 4 | P | Indirect | by 734 Investors, LLC |
Common Stock | Acquisiton | 2013-11-19 | 20,000 | $37.00 | 20,000 | No | 4 | P | Indirect | by George R. Brokaw |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | by 734 Investors, LLC |
No | 4 | P | Indirect | by George R. Brokaw |
Footnotes
- On November 19, 2013, 734 Investors, LLC purchased 3,705,457 shares of the Company's Common Stock. 734 Agriculture, LLC is the managing member of 734 Investors, LLC. Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by 734 Investors, LLC except to the extent of his pecuniary interest therein.
- George R. Brokaw has entered into an agreement with 734 Investors, LLC to vote his shares as directed by 734 Investors, LLC. As noted in footnote 1, 734 Agriculture, LLC is the managing member of 734 Investors, LLC, and Mr. Trafelet and George R. Brokaw are the members of 734 Agriculture, LLC. Mr. Trafelet disclaims beneficial ownership of the Company's Common Stock held by George R. Brokaw except to the extent of his pecuniary interest therein.