Filing Details
- Accession Number:
- 0001181431-13-060030
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 20:48:00
- Reporting Period:
- 2013-09-13
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 20:48:00
- Original Submission Date:
- 2013-09-17
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1137789 | Seagate Technology Plc | STX | Computer Storage Devices (3572) | 980648577 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1476070 | Jr H David Morton | Seagate Technology Plc 10200 S. De Anza Boulevard Cupertino CA 95014 | Vp, Finance, Treasurer & Pao | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Ordinary Shares | Acquisiton | 2013-09-13 | 1,667 | $3.35 | 30,881 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-09-13 | 573 | $11.07 | 31,454 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-09-13 | 610 | $11.16 | 32,064 | No | 4 | M | Direct | |
Ordinary Shares | Acquisiton | 2013-09-13 | 2,625 | $29.87 | 34,689 | No | 4 | M | Direct | |
Ordinary Shares | Disposition | 2013-09-13 | 5,475 | $40.00 | 29,214 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2013-09-13 | 1,535 | $39.95 | 27,679 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2013-09-16 | 1,407 | $41.10 | 26,272 | No | 4 | S | Direct | |
Ordinary Shares | Disposition | 2013-09-17 | 4,022 | $40.86 | 22,250 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Ordinary Shares | NQ Stock Options | Disposition | 2013-09-13 | 1,667 | $0.00 | 1,667 | $3.35 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-09-13 | 573 | $0.00 | 573 | $11.07 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-09-13 | 610 | $0.00 | 610 | $11.16 |
Ordinary Shares | NQ Stock Options | Disposition | 2013-09-13 | 2,625 | $0.00 | 2,625 | $29.87 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-09-11 | 2016-03-06 | No | 4 | M | Direct |
6,875 | 2011-09-13 | 2017-09-10 | No | 4 | M | Direct |
14,625 | 2012-09-12 | 2018-09-12 | No | 4 | M | Direct |
7,875 | 2013-09-10 | 2019-09-10 | No | 4 | M | Direct |
Footnotes
- These transactions were omitted from the original Form 4 filed by the Reporting Person on September 17, 2013.
- Shares sold under a 10b5-1 Trading Plan.
- Ordinary Shares reported sold pursuant to a 10b5-1 trading plan to cover the tax liabilities relating to the vesting of restricted stock units under an award agreement dated September 12, 2011.
- Ordinary Shares reported sold pursuant to a 10b5-1 trading plan to cover the tax liabilities relating to the vesting of restricted stock units under an award agreement dated September 13, 2010.
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $41.10 to $41.11, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- These Ordinary Shares were sold in multiple transactions at sales prices ranging from $40.75 to $40.95, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnote of this Form 4.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four and one half year vesting schedule. One quarter of the option shares vested on September 11, 2010. The remaining options vested in equal monthly installments over the 36 months following September 11, 2010.
- Options granted to the Reporting Person under the Issuer's 2001 Share Option Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 13, 2011. The remaining options vest in equal monthly installments over the 36 months following September 13, 2011.
- Options granted to the Reporting Person under the Issuer's 2004 Stock Compensation Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 12, 2012. The remaining options vest in equal monthly installments over the 36 months following September 12, 2012.
- Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four-year vesting schedule. One quarter of the option shares vested on September 10, 2013. The remaining options vest in equal monthly installments over the 36 months following September 10, 2013.