Filing Details
- Accession Number:
- 0001033309-13-000007
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 20:08:54
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 20:08:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1018164 | Willis Lease Finance Corp | WLFC | Wholesale-Machinery, Equipment & Supplies (5080) | 680070656 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1033309 | Iv F Charles Willis | 773 San Marin Drive Suite 2215 Novato CA 94998 | Ceo | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-18 | 2,500 | $9.20 | 643,271 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 2,500 | $17.76 | 640,771 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-19 | 2,500 | $9.20 | 643,271 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-19 | 2,500 | $17.72 | 640,771 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-qualified Stock Option | Disposition | 2013-11-18 | 2,500 | $17.76 | 2,500 | $9.20 |
| Common Stock | Non-qualified Stock Option | Disposition | 2013-11-19 | 2,500 | $17.72 | 2,500 | $9.20 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,250 | 2006-08-05 | 2015-08-05 | No | 4 | M | Direct |
| 7,750 | 2006-08-05 | 2015-08-05 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 2,138,651 | Indirect | CFW Partners |
| Common Stock | 5,514 | Indirect | Son |
| Common Stock | 5,514 | Indirect | Daughter |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $17.73 to $17.84. The reporting person undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $17.6675 to $17.7650. The price report above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Charles F. Willis V Trust
- JTWROS
Billionaire Hedge Funds
