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Home > Insider Trading > Filing (0001002225-13-000113)

Filing Details

Accession Number:: 0001002225-13-000113
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-20 19:14:41
Reporting Period:: 2013-11-18

Filing Date:: 2013-11-20
Accepted Time:: 2013-11-20 19:14:41
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1002225	Advent Software Inc	ADVS	Services-Computer Programming Services (7371)	942901952

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1441361	S James Cox	600 Townsend Street San Francisco CA 94103	Evp & Cfo	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-18	4,600	$11.88	45,220	No	4	M	Direct
Common Stock	Disposition	2013-11-18	1,592	$34.33	43,628	No	4	D	Direct
Common Stock	Disposition	2013-11-18	1,569	$34.33	42,059	No	4	F	Direct
Common Stock	Acquisiton	2013-11-18	5,000	$9.57	47,059	No	4	M	Direct
Common Stock	Disposition	2013-11-18	1,394	$34.33	45,665	No	4	D	Direct
Common Stock	Disposition	2013-11-18	1,882	$34.33	43,783	No	4	F	Direct
Common Stock	Acquisiton	2013-11-18	8,000	$7.84	51,783	No	4	M	Direct
Common Stock	Disposition	2013-11-18	1,827	$34.33	49,956	No	4	D	Direct
Common Stock	Disposition	2013-11-18	3,106	$34.33	46,850	No	4	F	Direct
Common Stock	Acquisiton	2013-11-18	21,000	$7.84	67,850	No	4	M	Direct
Common Stock	Disposition	2013-11-18	4,796	$34.33	63,054	No	4	D	Direct
Common Stock	Disposition	2013-11-18	6,089	$34.33	56,965	No	4	F	Direct
Common Stock	Disposition	2013-11-18	5,097	$34.56	51,868	No	4	S	Direct
Common Stock	Disposition	2013-11-19	6,230	$33.86	45,638	No	4	S	Direct
Common Stock	Disposition	2013-11-20	10,000	$34.06	35,638	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	M	Direct
No	4	D	Direct
No	4	F	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Appreciation Rights	Disposition	2013-11-18	8,000	$0.00	8,000	$7.84
Common Stock	Stock Appreciation Rights	Disposition	2013-11-18	21,000	$0.00	21,000	$7.84
Common Stock	Stock Appreciation Rights	Disposition	2013-11-18	5,000	$0.00	5,000	$9.57
Common Stock	Stock Appreciation Rights	Disposition	2013-11-18	4,600	$0.00	4,600	$11.88

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2007-07-17	2016-07-17	No	4	M	Direct
0	2010-05-14	2019-05-14	No	4	M	Direct
0	2008-02-14	2017-02-14	No	4	M	Direct
0	2009-05-14	2018-05-14	No	4	M	Direct

Footnotes

Transaction pursuant to 10b5-1 plan dated 9 September 2013
Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
Shares traded for taxes. No open market activity.