Filing Details
- Accession Number:
- 0001140361-13-043710
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 18:40:51
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 18:40:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1486800 | Higher One Holdings Inc. | ONE | Services-Business Services, Nec (7389) | 263025501 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1493940 | Miles Lasater | C/O Higher One Holdings, Inc. 115 Munston Street New Haven CT 06511 | President | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-18 | 7,980 | $10.51 | 1,092,684 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-19 | 16,200 | $10.52 | 1,076,484 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 154,674 | Indirect | By the Miles Hanson Lasater 2009 GRAT |
Common Stock | 196,000 | Indirect | By the Miles Hanson Lasater 2012 Spray Trust dated 11/1/12 |
Common Stock | 196,000 | Indirect | By the Glyn Elizabeth Lasater 2012 Spray Trust dated 11/1/12 |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 21, 2013.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $10.50 and $10.55. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.
- The price represents the weighted average sale price of multiple transactions on the reported date at prices between $10.50 and $10.65. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the issuer, or a security holder of the issuer.