Filing Details
- Accession Number:
- 0001415889-13-002395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 17:59:28
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 17:59:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
941685 | Imageware Systems Inc | IWSY | Services-Prepackaged Software (7372) | 330224167 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1355416 | W David Carey | 10815 Rancho Bernardo Road Suite 310 San Diego CA 92127 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-19 | 10,000 | $1.75 | 30,000 | No | 4 | P | Indirect | Held in Reporting Person's Trust Account |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Held in Reporting Person's Trust Account |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 36,000 | Direct |
Footnotes
- Includes 24,000 shares of restricted stock, which shares will vest ratably over a 14 month period beginning November 2013 and ending December 2014.