Filing Details
- Accession Number:
- 0001144204-13-063373
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 17:33:20
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 17:33:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1514732 | Saexploration Holdings Inc. | SAEX | Oil & Gas Field Exploration Services (1382) | 274867100 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219603 | Eric Rosenfeld | 777 Third Avenue, 37Th Floor New York NY 10017 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-18 | 88,694 | $7.23 | 1,281,068 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 58,663 | $7.46 | 1,339,731 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants (Right to Buy) | Acquisiton | 2013-11-20 | 200,000 | $0.70 | 200,000 | $12.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
2,514,912 | 2013-06-24 | 2016-06-24 | No | 4 | P | Direct |