Filing Details
- Accession Number:
- 0001127602-13-032378
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 17:22:04
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 17:22:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1321912 | D Michael Hagedorn | 1010 Grand Blvd. Kansas City MO 64106 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2013-11-19 | 934 | $62.00 | 43,489 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-19 | 5,000 | $34.84 | 48,489 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-19 | 3,776 | $61.98 | 44,713 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2013-11-20 | 5,170 | $34.84 | 49,883 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-20 | 1,000 | $62.06 | 48,883 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 700 | $62.06 | 48,183 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 300 | $62.08 | 47,883 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 100 | $62.07 | 47,783 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 200 | $62.05 | 47,583 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 139 | $62.04 | 47,444 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 132 | $62.03 | 47,312 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 429 | $62.02 | 46,883 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2013-11-20 | 2,170 | $62.02 | 44,713 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-19 | 5,000 | $0.00 | 5,000 | $38.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-20 | 5,170 | $0.00 | 5,170 | $34.84 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 2,450 | 2012-01-01 | 2017-01-01 | No | 4 | M | Direct |
| 0 | 2009-01-01 | 2016-01-01 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 140 | Indirect | By ESOP |
Footnotes
- Includes shares acquired from dividend reinvestment
- Options will vest 50% on the third 1/1/2010; 75% on the 1/1/2011; and 100% on 1/1/2012.
- On May 30, 2006, the common stock of UMB Financial Corporation split 2-for-1 resulting in additional shares
- Options vest 50% after 3years, 75% after 4 years and 100% after 5 years
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