Filing Details
- Accession Number:
- 0001209191-13-053352
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 17:10:01
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 17:10:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 713676 | Pnc Financial Services Group Inc. | PNC | National Commercial Banks (6021) | 251435979 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1196961 | K Lorene Steffes | One Pnc Plaza 249 Fifth Avenue Pittsburgh PA 15222-2707 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Acquisiton | 2013-11-18 | 1,000 | $52.64 | 3,041 | No | 4 | M | Direct | |
| $5 Par Common Stock | Disposition | 2013-11-18 | 1,000 | $75.50 | 2,041 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Non-Employee Director Non-Statutory Stock Option | Disposition | 2013-11-18 | 1,000 | $52.64 | 1,000 | $52.64 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 1,000 | 2006-04-26 | 2015-04-26 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| $5 Par Common Stock | Phantom Stock Unit | $0.00 | 5,010 | 5,010 | Indirect | ||
| $5 Par Common Stock | Phantom Stock Unit | $0.00 | 19,744 | 19,744 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 5,010 | 5,010 | Indirect | |
| 19,744 | 19,744 | Indirect |
Footnotes
- All shares sold were filled at 75.50.
- One phantom stock unit is the economic equivalent of one share of The PNC Financial Services Group, Inc. ("PNC") Common Stock. Phantom stock units will be settled in cash upon distribution to the reporting person and generally do not expire.
- Includes an aggregate of 30 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Directors Deferred Compensation Plan subsequent to the date of the reporting person's most recent filing on Form 4.
- Includes an aggregate of 118 Phantom Stock Units acquired by the reporting person as dividend equivalents under the PNC Directors Deferred Stock Unit Plan subsequent to the date of the reporting person's most recent filing on Form 4.
Billionaire Hedge Funds
