Filing Details
- Accession Number:
- 0001209191-13-053350
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 17:06:53
- Reporting Period:
- 2013-11-19
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 17:06:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1141107 | Arris Group Inc | ARRS | Radio & Tv Broadcasting & Communications Equipment (3663) | 582588724 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1185924 | A Lawrence Margolis | 3871 Lakefield Drive Suwanee GA 30024 | Evp/Strategic Pl, Chief Couns. | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-19 | 67,000 | $4.90 | 395,784 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-19 | 67,000 | $18.70 | 328,784 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 39,653 | $13.45 | 368,437 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-20 | 39,653 | $19.36 | 328,784 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock option | Disposition | 2013-11-20 | 39,653 | $0.00 | 39,653 | $13.45 |
Common Stock | Stock option | Disposition | 2013-11-19 | 67,000 | $0.00 | 67,000 | $4.90 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-03-09 | No | 4 | M | Direct | |
0 | 2014-05-25 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock | 7,555 | Direct | |
Restricted Stock | 14,084 | Direct | |
Restricted Stock | 56,340 | Direct | |
Restricted Stock | 25,522 | Direct | |
Restricted Stock | 68,060 | Direct | |
Restricted Stock | 22,715 | Direct | |
Restricted Stock | 45,430 | Direct | |
Restricted Stock | 44,065 | Direct | |
Restricted Stock | 6,450 | Direct |
Footnotes
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.66 to $18.77, inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
- The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.32 to $19.41 inclusive. The reporting person undertakes to provide the issuer or any secuirty holder of the issuer or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price witin the ranges set forth in this footnote.
- Represents a restricted stock grant which vests annually in fourths beginning on March 25, 2011 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which vests annually in fourths beginning on March 31, 2012(the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 56,340 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2013 and will vest on 1/31/2014.
- Represents a restricted stock grant which vests annually in fourths beginning on March 28, 2013(the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 68,060 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2014 and will vest on 1/31/2015.
- Represents a restricted stock grant which vests annually in fourths beginning on March 29, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 45,430 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
- Represents a restricted stock grant which vests annually in fourths beginning on July 12, 2014 (the "vesting date") and on each successive anniversary of the vesting dates.
- Represents a restricted stock grant which is performance-based. 0 to 6,450 of the grant are subject to the Company's shareholder return as compared to the NASDAQ Composite shareholder return over the three year period ended 12/31/2015 and will vest 1/31/2016.
- Stock options are currently fully exercisable