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Home > Insider Trading > Filing (0001181431-13-059949)

Filing Details

Accession Number:: 0001181431-13-059949
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2013-11-20 16:58:02
Reporting Period:: 2013-11-18

Filing Date:: 2013-11-20
Accepted Time:: 2013-11-20 16:58:02
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1571329	Capitala Finance Corp.	CPTA	()	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1514104	A. Stephen Arnall	C/O Capitala Finance Corp. 4201 Congress Street, Suite 360 Charlotte NC 28209	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2013-11-18	200	$19.12	200	No	4	P	Direct
Common Stock	Acquisiton	2013-11-18	300	$19.12	500	No	4	P	Direct
Common Stock	Acquisiton	2013-11-18	200	$19.12	700	No	4	P	Direct
Common Stock	Acquisiton	2013-11-18	860	$19.13	1,560	No	4	P	Direct
Common Stock	Acquisiton	2013-11-18	285	$19.13	1,845	No	4	P	Direct
Common Stock	Acquisiton	2013-11-18	100	$19.14	1,945	No	4	P	Direct
Common Stock	Acquisiton	2013-11-18	555	$19.14	2,500	No	4	P	Direct
Common Stock	Acquisiton	2013-11-18	100	$19.14	2,600	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct
No	4	P	Direct