Filing Details

Accession Number:
0001181431-13-059949
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 16:58:02
Reporting Period:
2013-11-18
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 16:58:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1571329 Capitala Finance Corp. CPTA () 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1514104 A. Stephen Arnall C/O Capitala Finance Corp.
4201 Congress Street, Suite 360
Charlotte NC 28209
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 200 $19.12 200 No 4 P Direct
Common Stock Acquisiton 2013-11-18 300 $19.12 500 No 4 P Direct
Common Stock Acquisiton 2013-11-18 200 $19.12 700 No 4 P Direct
Common Stock Acquisiton 2013-11-18 860 $19.13 1,560 No 4 P Direct
Common Stock Acquisiton 2013-11-18 285 $19.13 1,845 No 4 P Direct
Common Stock Acquisiton 2013-11-18 100 $19.14 1,945 No 4 P Direct
Common Stock Acquisiton 2013-11-18 555 $19.14 2,500 No 4 P Direct
Common Stock Acquisiton 2013-11-18 100 $19.14 2,600 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct