Filing Details
- Accession Number:
- 0001252910-13-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 16:51:38
- Reporting Period:
- 2013-11-20
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 16:51:38
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1559991 | Flaherty & Crumrine Dynamic Preferred & Income Fund Inc | DFP | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1252910 | M Robert Ettinger | 301 E Colorado Blvd Ste 720 Pasadena CA 91101 | President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-20 | 2,300 | $19.92 | 7,300 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 300 | $19.91 | 7,600 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 2,400 | $19.95 | 10,000 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2013-11-20 | 3,000 | $19.94 | 13,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |