Filing Details

Accession Number:
0001140361-13-043669
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 16:37:03
Reporting Period:
2013-11-18
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 16:37:03
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
918541 Nn Inc NNBR Ball & Roller Bearings (3562) 621096725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196826 T Frank Gentry 2000 Waters Edge Drive
Building C, Suite 12
Johnson City TN 37604
Svp - Managing Director No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2013-11-18 10,900 $12.12 67,000 No 4 M Direct
Common Stock Disposition 2013-11-18 10,900 $17.72 56,100 No 4 S Direct
Common Stock Acquisiton 2013-11-18 3,100 $9.36 59,200 No 4 M Direct
Common Stock Disposition 2013-11-18 3,100 $17.68 56,100 No 4 S Direct
Common Stock Acquisiton 2013-11-19 8,900 $9.36 65,000 No 4 M Direct
Common Stock Disposition 2013-11-19 8,900 $17.99 56,100 No 4 S Direct
Common Stock Acquisiton 2013-11-19 5,000 $8.86 61,100 No 4 M Direct
Common Stock Disposition 2013-11-19 5,000 $18.06 56,100 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Options (Right to buy) Disposition 2013-11-18 10,900 $0.00 10,900 $12.12
Common Stock Stock Options (Right to buy) Disposition 2013-11-18 3,100 $0.00 3,100 $9.36
Common Stock Stock Options (Right to buy) Disposition 2013-11-19 8,900 $0.00 8,900 $9.36
Common Stock Stock Options (Right to buy) Disposition 2013-11-19 5,000 $0.00 5,000 $8.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-05-27 No 4 M Direct
8,900 2018-03-06 No 4 M Direct
0 2018-03-06 No 4 M Direct
10,000 2022-03-21 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 8,561 Indirect By Spouse, Karen Gentry Trust
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.77, inclusive. The reporting person undertakes to provide to NN, Inc., any security holder of NN, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (4).
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.65 to $17.70, inclusive.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.95 to $18.01, inclusive.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.10, inclusive.
  5. The option became exercisable in three annual installments beginning on May 27, 2008, which was the first anniversary of the date on which the option was granted.
  6. The option became exercisable in three annual installments beginning on March 6, 2009, which was the first anniversary of the date on which the option was granted.
  7. The option became exercisable in three annual installments beginning on March 21, 2013, which was the first anniversary of the date on which the option was granted.