Filing Details

Accession Number:
0001209191-13-053323
Form Type:
4
Zero Holdings:
No
Publication Time:
2013-11-20 16:35:16
Reporting Period:
2013-11-19
Filing Date:
2013-11-20
Accepted Time:
2013-11-20 16:35:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1012620 Genesee & Wyoming Inc GWR Railroads, Line-Haul Operating (4011) 060984624
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1458145 Cp V Coinvestment A, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1458151 Cp V Coinvestment B, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1559425 Carlyle Partners V Gw, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1559428 Cp V Gw Aiv 1, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1559429 Cp V Gw Aiv 2, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1559430 Cp V Gw Aiv 3, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1559431 Cp V Gw Aiv 4, L.p. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
1559436 Tc Group V, L.l.c. C/O The Carlyle Group
1001 Pennsylvania Ave. Nw, Suite 220S
Washington DC 20004
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2013-11-19 5,984,232 $97.04 0 No 4 S Indirect See footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See footnotes
Footnotes
  1. Prior to the reported transaction, Carlyle Partners V GW, L.P., CP V GW AIV1, L.P., CP V GW AIV2, L.P., CP V GW AIV3, L.P., CP V GW AIV4, L.P., CP V Coinvestment A, L.P. and CP V Coinvestment B, L.P. were the record holders of 3,550,409, 553,658, 540,740, 540,933, 559,829, 212,402 and 26,261 shares of Class A Common Stock, respectively.
  2. Carlyle Group Management L.L.C. is the general partner of The Carlyle Group L.P., which is a publicly traded entity listed on NASDAQ. The Carlyle Group L.P. is the managing member of Carlyle Holdings II GP L.L.C., which is the general partner of Carlyle Holdings II L.P., which is the general partner of TC Group Cayman Investment Holdings, L.P., which is the general partner of TC Group Cayman Investment Holdings Sub L.P., which is the managing member of TC Group V, L.L.C., which is the general partner of TC Group V, L.P., which is the general partner of each of Carlyle Partners V GW, L.P., CP V GW AIV1, L.P., CP V GW AIV2, L.P., CP V GW AIV3, L.P., CP V GW AIV4, L.P., CP V Coinvestment A, L.P. and CP V Coinvestment B, L.P.