Filing Details
- Accession Number:
- 0001231376-13-000079
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 16:35:01
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 16:35:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1035748 | Callidus Software Inc | CALD | Services-Computer Programming Services (7371) | 770438629 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1337904 | Michele Vion | C/O Callidus Software Inc. 6200 Stoneridge Mall Road Pleasanton CA 94588 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-18 | 26,250 | $3.62 | 53,750 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 26,250 | $10.64 | 27,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-19 | 3,750 | $3.62 | 31,250 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-19 | 3,750 | $0.00 | 27,500 | No | 4 | J | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | J | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-18 | 26,250 | $0.00 | 26,250 | $3.62 |
| Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2013-11-19 | 3,750 | $0.00 | 3,750 | $3.62 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,750 | 2006-09-08 | 2015-09-07 | No | 4 | M | Direct |
| 0 | 2006-09-08 | 2015-09-07 | No | 4 | M | Direct |
Footnotes
- This is the weighted average sales price. Shares were sold in multiple transactions at prices ranging from $10.60 to $10.68. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- Exercise of options and transfer of exercised shares to the Reporting Person's ex-spouse were made pursuant to a domestic relations order.
- The option vested and became 25% exercisable on September 8, 2006, and thereafter the remainder vested and became exercisable in equal monthly installments over the subsequent thirty-six months.
Billionaire Hedge Funds
