Filing Details
- Accession Number:
- 0001067837-13-000041
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 16:32:06
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 16:32:06
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1067837 | Entercom Communications Corp | ETM | Radio Broadcasting Stations (4832) | 231701044 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1106859 | M Joseph Field | C/O Entercom Communications Corp. 401 City Avenue, Suite 809 Bala Cynwyd PA 19004 | Chairman | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-18 | 1,164 | $9.53 | 331,536 | No | 4 | S | Indirect | By LLC, Spouse and Trust |
Class A Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-19 | 581 | $9.50 | 330,955 | No | 4 | S | Indirect | By LLC, Spouse and Trust |
Class A Common Stock, Par Value $.01 Per Share | Disposition | 2013-11-20 | 20 | $9.50 | 330,935 | No | 4 | S | Indirect | By LLC, Spouse and Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By LLC, Spouse and Trust |
No | 4 | S | Indirect | By LLC, Spouse and Trust |
No | 4 | S | Indirect | By LLC, Spouse and Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Stock, Par Value $.01 Per Share | 1,521,022 | Direct |
Footnotes
- The sale prices ranged from $9.50 to $9.66 per share. Full information regarding the number of shares sold at each separate price will be provided upon request to the Reporting Person by the Commission staff, the issuer or a security holder of the issuer.
- The Reporting Person is the sole trustee of the trust that sold the subject shares. The sole beneficiary of the trust is the sister of the spouse of the Reporting Person. Accordingly, the Reporting Person is deemed to indirectly beneficially own these shares. These shares were sold pursuant to the trust's 10b5-1 plan.
- As of November 18, 2013, these shares include 25,442 shares held by the Reporting Person as a trustee of a trust established for the benefit of the sister-in-law of the Reporting Person. See Note 6 for the Reporting Person's aggregate indirect beneficial ownership.
- The sale prices ranged from $9.50 to $9.52 per share. Full information regarding the number of shares sold at each separate price will be provided upon request to the Reporting Person by the Commission staff, the issuer or a security holder of the issuer.
- As of November 19, 2013, these shares include 24,861 shares held by the Reporting Person as a trustee of a trust established for the benefit of the sister-in-law of the Reporting Person. See Note 6 for the Reporting Person's aggregate indirect beneficial ownership.
- These shares are indirectly beneficially owned by the Reporting Person as follows: (i) 100,000 shares are beneficially owned by a limited liability company the sole member of which is the Reporting Person (ii) 206,094 shares held by the spouse of the Reporting Person as a co-trustee of a trust established for the benefit of the daughter of the Reporting Person; and (iii) 24,841 shares held by the Reporting Person as a trustee of a trust established for the benefit of the sister-in-law of the Reporting Person.