Filing Details
- Accession Number:
- 0001225208-13-023966
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 16:28:01
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 16:28:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
55785 | Kimberly Clark Corp | KMB | Converted Paper & Paperboard Prods (No Contaners/Boxes) (2670) | 390394230 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1222890 | J Thomas Falk | P.o. Box 619100 Dallas TX 75261-9100 | Chairman Of The Board And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2013-11-18 | 109,254 | $61.02 | 109,254 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-18 | 69,434 | $64.81 | 178,688 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2013-11-18 | 23,411 | $78.54 | 202,099 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-18 | 55,115 | $109.17 | 146,984 | No | 4 | S | Direct | |
Common Stock | Disposition | 2013-11-18 | 146,984 | $108.12 | 0 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2013-11-19 | 33,884 | $78.54 | 33,884 | No | 4 | M | Direct | |
Common Stock | Disposition | 2013-11-19 | 33,884 | $107.93 | 0 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-18 | 69,434 | $0.00 | 69,434 | $64.81 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-18 | 109,254 | $0.00 | 109,254 | $61.02 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-18 | 23,411 | $0.00 | 23,411 | $78.54 |
Common Stock | Stock Option (Right to Buy) | Disposition | 2013-11-19 | 33,884 | $0.00 | 33,884 | $78.54 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
92,579 | 2021-04-26 | No | 4 | M | Direct | |
0 | 2020-04-28 | No | 4 | M | Direct | |
167,574 | 2022-05-02 | No | 4 | M | Direct | |
133,690 | 2022-05-02 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 12,839 | Indirect | 401(k) and Profit Sharing Plan |
Common Stock | 410,375 | Indirect | Held by TKM II, Ltd. |
Common Stock | 99,411 | Indirect | Held by TKM, Ltd. |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $109 to $109.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $108 to $108.34. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $107.75 to $108.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- Shares are held by the trustee of the Kimberly-Clark Corporation 401(k) and Profit Sharing Plan and beneficially owned by the reporting person as of recent practicable date.
- TKM II, Ltd. is a family limited partnership which is owned by (i) an entity owned by a Trust, controlled by the reporting person and his spouse as general partner, and (ii) a Trust controlled by the reporting person and his spouse as limited partners.
- TKM, Ltd. is a family limited partnership which is owned by (i) an entity owned by a trust, controlled by the reporting person and his spouse as general partner and (ii) two family trusts previously established for the benefit of the reporting person's son as limited partners.
- Employee stock option granted under the Kimberly-Clark Corporation 2011 Equity Participation Plan.
- The option vests in three annual installments of 30%, 30% and 40% beginning on April 26, 2012.
- Employee stock option granted under the Kimberly-Clark Corporation 2001 Equity Participation Plan.
- The stock option was granted on April 28, 2010 and is fully vested and exercisable.
- The option vests in three annual installments of 30%, 30% and 40% beginning on May 2, 2013.