Filing Details
- Accession Number:
- 0001181078-13-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 16:12:51
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 16:12:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 817473 | American Capital Ltd | ACAS | () | 521451377 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181078 | Ira Wagner | C/O American Capital, Ltd. 2 Bethesda Metro Center, 14Th Floor Bethesda MD 20814 | Pres., European Priv Fin | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-18 | 78,035 | $5.19 | 109,356 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 78,035 | $6.51 | 109,356 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 14,070 | $6.77 | 109,356 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2013-11-18 | 30,000 | $6.77 | 109,356 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 170,140 | $14.65 | 109,356 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Options | Acquisiton | 2013-11-18 | 78,035 | $0.00 | 78,035 | $5.19 |
| Common Stock | Options | Acquisiton | 2013-11-18 | 78,035 | $0.00 | 78,035 | $6.51 |
| Common Stock | Options | Acquisiton | 2013-11-18 | 14,070 | $0.00 | 14,070 | $6.77 |
| Common Stock | Options | Acquisiton | 2013-11-18 | 30,000 | $0.00 | 30,000 | $6.77 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 156,070 | 2011-07-22 | 2020-07-22 | No | 4 | M | Direct |
| 156,070 | 2011-10-21 | 2020-10-21 | No | 4 | M | Direct |
| 162,210 | 2012-10-20 | 2021-10-20 | No | 4 | M | Direct |
| 132,210 | 2012-10-20 | 2021-10-20 | No | 4 | M | Direct |
Footnotes
- Price reflects weighted average sales price; actual sale prices ranged from $14.51 to $14.76. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
- The option vests in five equal installments beginning on July 22, 2011.
- The option vests in five equal installments beginning on October 21, 2011.
- The option vests in five equal installments beginning on October 20, 2012.
Billionaire Hedge Funds
