Filing Details
- Accession Number:
- 0001181431-13-059895
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 15:56:38
- Reporting Period:
- 2013-11-15
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 15:56:38
- Original Submission Date:
- 2013-11-18
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1219210 | Ikanos Communications | IKAN | Telephone & Telegraph Apparatus (3661) | 943326559 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505479 | Debajyoti Pal | C/O Ikanos Communications 47669 Fremont Blvd. Fremont CA 94538 | Sr. Vice President & Cto | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-15 | 20,000 | $1.18 | 20,000 | No | 4 | P | Indirect | By The Pal Trust. See Footnote |
| Common Stock | Acquisiton | 2013-11-18 | 40,000 | $1.23 | 40,000 | No | 4 | P | Indirect | By The Pal Trust. See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By The Pal Trust. See Footnote |
| No | 4 | P | Indirect | By The Pal Trust. See Footnote |
Footnotes
- Represents the purchase price for a number of transactions effected at prices ranging from $1.157 to $1.200. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares purchased at each separate price within the range.
- Represents the purchase price for a number of transactions effected at prices ranging from $1.180 to $1.280. The Reporting Person has provided to the issuer, and undertakes to provide upon request by the SEC staff, or any security holder of the issuer, information regarding the number of shares purchased at each separate price within the range.
- The Pal Trust DTD 8/14/96 is the owner of these securities. The Reporting Person, as a trustee of the Pal Trust DTD 8/14/96, holds shared voting and dispositive power of the securities held by this trust. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of any pecuniary interest therein. The filing of this Form 4 shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, the Reporting Person is the beneficial owner of these securities.
- This amendment is filed solely to correct the transaction codes used in the Form 4 filed on 11/18/2013.
Billionaire Hedge Funds
