Filing Details
- Accession Number:
- 0001534122-13-000030
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 13:27:19
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 13:27:19
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1371424 | Royal Mines & Minerals Corp | RYMM | Metal Mining (1000) | 204178322 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1426223 | Steven Jason Mitchell | 87 Fountainhead Circle Henderson NV 89052 | Cfo, Treasurer & Secretary | Yes | Yes | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Shares Of Common Stock | Acquisiton | 2013-11-18 | 5,600,000 | $0.05 | 12,400,000 | No | 4 | P | Indirect | by PPI Holdings LLC |
| Shares Of Common Stock | Acquisiton | 2013-11-18 | 500,000 | $0.05 | 500,000 | No | 4 | P | Indirect | by Cedar Financial Inc. |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | by PPI Holdings LLC |
| No | 4 | P | Indirect | by Cedar Financial Inc. |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrants (Right to Buy) | Acquisiton | 2013-11-18 | 5,600,000 | $0.00 | 5,600,000 | $0.10 |
| Common Stock | Warrants (Right to Buy) | Acquisiton | 2013-11-18 | 500,000 | $0.00 | 500,000 | $0.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 10,400,000 | 2013-11-18 | 2015-11-18 | No | 4 | P | Indirect |
| 500,000 | 2013-11-18 | 2015-11-18 | No | 4 | P | Indirect |
Footnotes
- Purchase of units at a price of $0.05 per unit, consisting of one share of common stock and one share purchase warrant exercisable at a price of $0.10 per share for a period of two years from the date of issuance.
Billionaire Hedge Funds
