Filing Details
- Accession Number:
- 0001512355-13-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 12:29:21
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 12:29:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1347858 | 22Nd Century Group Inc. | XXII | Cigarettes (2111) | 980468420 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1512355 | G Richard Saffire | 34 Sunburst Circle East Amherst NY 14051 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2013-11-18 | 10,000 | $1.00 | 3,867,590 | No | 4 | S | Indirect | Managing Member |
Common Stock | Disposition | 2013-11-18 | 4,174 | $1.02 | 3,863,416 | No | 4 | S | Indirect | Managing Member |
Common Stock | Disposition | 2013-11-19 | 15,900 | $1.16 | 3,847,516 | No | 4 | S | Indirect | Managing Member |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Managing Member |
No | 4 | S | Indirect | Managing Member |
No | 4 | S | Indirect | Managing Member |
Footnotes
- Represents 3867590 shares of 22nd Century Group, Inc. which are owned directly by Clearwater Partners, LLC of which Richard Saffire is the Managing Member
- Represents 3863416 shares of 22nd Century Group, Inc. which are owned directly by Clearwater Partners, LLC of which Richard Saffire is the Managing Member
- Represents 3847516 shares of 22nd Century Group, Inc. which are owned directly by Clearwater Partners, LLC of which Richard Saffire is the Managing Member