Filing Details
- Accession Number:
- 0001140361-13-043606
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2013-11-20 11:57:25
- Reporting Period:
- 2013-11-18
- Filing Date:
- 2013-11-20
- Accepted Time:
- 2013-11-20 11:57:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 18172 | Castle A M & Co | CAS | Wholesale-Metals Service Centers & Offices (5051) | 360879160 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1181355 | J Robert Perna | 1420 Kensington Road Suite 220 Oak Brook IL 60523 | Vp, Gc & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2013-11-18 | 6,610 | $12.79 | 29,241 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-18 | 6,610 | $14.29 | 22,631 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2013-11-19 | 6,590 | $12.79 | 29,221 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2013-11-19 | 5,480 | $14.09 | 23,741 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-18 | 6,610 | $0.00 | 6,610 | $12.79 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2013-11-19 | 6,590 | $0.00 | 6,590 | $12.79 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,590 | 2013-03-18 | 2018-03-17 | No | 4 | M | Direct |
| 0 | 2013-03-18 | 2018-03-17 | No | 4 | M | Direct |
Footnotes
- This transaction was executed in multiple trades at prices ranging from $14.25 to $14.40 per share. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $13.51 to $14.26 per share. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
Billionaire Hedge Funds
